For the third time in 15 months, the non-governmental securities industry regulator is searching for an Associate Director in its Office of the Ombudsman. The position is responsible for conducting reviews and investigations related to complaints received by the FINRA Ombuds, as well as working with senior managers to ensure appropriate resolution to any issue that arise.
Applicants should have a bachelor’s degree and a minimum of five years experience in a compliance, analytical or investigative role; and strong knowledge of securities industry rules or relevant securities industry experience. The position is based in Rockville, MD and requires up to 25% travel. No salary or closing date indicated. (FINRA Careers.)