FINRA, the non-governmental organization that regulates member brokerage firms and exchange markets, is hiring an Analyst in its Office of the Ombudsman. Located in Rockville, MD, the position conducts analyses of case information to identify patterns, trends, and problematic issues. This is professional position, developing and refining skills and receives moderate supervision and regular direction from a manager.
Up to 25% travel may be required. Applicants must have one to five years of securities, compliance or financial regulatory experience, and working knowledge of relevant rules and regulations enforced by FINRA. No salary or application deadline indicated. (FINRA Careers.)
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