March 21, 2018

Job Posting: Financial Industry Regulatory Authority

FINRA, the non-governmental organization that regulates member brokerage firms and exchange markets, is hiring an Analyst in its Office of the Ombudsman.  Located in Rockville, MD, the position conducts analyses of case information to identify patterns, trends, and problematic issues. This is professional position, developing and refining skills and receives moderate supervision and regular direction from a manager.

Up to 25% travel may be required.  Applicants must have one to five years of securities, compliance or financial regulatory experience, and working knowledge of relevant rules and regulations enforced by FINRA.  No salary or application deadline indicated.  (FINRA Careers.)

Related posts: SEC Affirms Role of NASD OmbudsSecurities Broker-Dealers Indicate Dissatisfaction with FINRA Ombuds;FINRA Directors Defend Ombuds ProgramOmbuds for Financial Industry Regulatory Authority Publishes First Annual Report; Job Posting; FINRA Ombuds Publishes 2014 Report.

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