May 09, 2016

Job Posting: Financial Industry Regulatory Authority

FINRA, the non-governmental organization that regulates member brokerage firms and exchange markets, has opened a search for a Manager/Associate Director for its Office of the Ombudsman.  The position reports to Cindy Foster, VP and Ombudsperson, and provides confidential, neutral, and informal dispute resolution services to FINRA constituents.   

Up to 25% travel may be required.  Applicants must have a bachelor's degree and at least five years experience (seven years for the Associate Director level position).  No salary or application deadline indicated.  (FINRA Jobs, via SimplyHired.)

Related posts: SEC Affirms Role of NASD OmbudsSecurities Broker-Dealers Indicate Dissatisfaction with FINRA Ombuds;FINRA Directors Defend Ombuds ProgramOmbuds for Financial Industry Regulatory Authority Publishes First Annual Report; Job Posting; FINRA Ombuds Publishes 2014 Report.

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