Financial Industry Regulatory Authority Appoints Ombuds

Sarah Gill has been named the next Ombudsman for the non-governmental organization that regulates member brokerage firms and exchange markets. Previously, she was FINRA’s Senior Director for State Government Affairs. Meanwhile, Cindy Foster, who served as the VP and Ombudsman for over twelve years, has moved into another administrative position at FINRA. 

Gill's legal career has focused on the financial services industry for the past two decades. Her experience also included a stint in the U.S. Navy JAG Corps and as a federal law clerk. Gill graduated from the University of Pennsylvania and earned a JD at UCLA. (FINRA News; LinkedIn.)

Related posts: SEC Affirms Role of NASD Ombuds; Securities Broker-Dealers Indicate Dissatisfaction with FINRA Ombuds;FINRA Directors Defend Ombuds Program; Ombuds for Financial Industry Regulatory Authority Publishes First Annual Report; FINRA Ombuds Publishes 2017 Report; FINRA Posts Interview with Ombuds; Job Posting.