April 22, 2021

Job Posting: Financial Industry Regulatory Authority

The non-governmental organization that regulates member brokerage firms and exchange markets in the U.S., is hiring an Associate Principal Analyst Ombudsman. The full-time position handles external and internal inquiries, and practices to IOA standards. (A search is also underway for the next VP and Director of the FINRA Office of the Ombudsman.) The job is based in Rockville, MD and some travel is required.

Applicants must have a Bachelor’s degree in Business or Finance or equivalent work experience, and at least five years of securities industry experience. No salary or application deadline indicated. (FINRA Workday Jobs.)

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