Job Posting: Financial Industry Regulatory Authority

The non-governmental organization that regulates member brokerage firms and exchange markets in the U.S., is hiring an Associate Principal Analyst Ombudsman. The full-time position handles external and internal inquiries, and practices to IOA standards. (A search is also underway for the next VP and Director of the FINRA Office of the Ombudsman.) The job is based in Rockville, MD and some travel is required.

Applicants must have a Bachelor’s degree in Business or Finance or equivalent work experience, and at least five years of securities industry experience. No salary or application deadline indicated. (FINRA Workday Jobs.)

Related posts: SEC Affirms Role of NASD Ombuds; Securities Broker-Dealers Indicate Dissatisfaction with FINRA Ombuds;FINRA Directors Defend Ombuds Program; Ombuds for Financial Industry Regulatory Authority Publishes First Annual Report; FINRA Ombuds Publishes 2017 Report; FINRA Posts Interview with Ombuds; Job Posting (Director).