September 07, 2010

Job Posting: Financial Industry Regulatory Authority

FINRA is hiring an Associate Director/Director Ombudsman for its headquarters in Rockville, MD. The position is responsible for conducting reviews and investigations related to complaints received by the Office of the Ombudsman, as well as work with other FINRA staff to ensure appropriate resolution to any issue or question that arise. 

If appointed as Director, the position will independently lead complex reviews and investigations and will be the primary backup to the Ombudsperson.  Applicants must have a college degree and at least five years experience in a compliance, analytical or investigative role (ten years experience for the Director position) and strong knowledge of securities industry rules or relevant securities industry experience. Experience as a Corporate Ombudsperson and/mediation skills is preferred. No salary or deadline indicated. FINRA Careers, Job Number: 000287, via WSJ Careers.)

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