April 11, 2017

Job Posting: Financial Industry Regulatory Authority

FINRA, the non-governmental organization that regulates member brokerage firms and exchange markets, is hiring an Analyst in its Office of the Ombudsman.  The position conducts analyses of case information to identify patterns, trends, and problematic issues. This is professional position, developing and refining skills and receives moderate supervision and regular direction from a manager.

Up to 25% travel may be required.  Applicants must one to three years of financial industry experience.  No salary or application deadline indicated.  (Monster.)

Related posts: SEC Affirms Role of NASD OmbudsSecurities Broker-Dealers Indicate Dissatisfaction with FINRA Ombuds;FINRA Directors Defend Ombuds ProgramOmbuds for Financial Industry Regulatory Authority Publishes First Annual Report; Job Posting; FINRA Ombuds Publishes 2014 Report.

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